Operations Analyst (Securities)

About Safra National Bank of New York

Safra National Bank of New York ("Safra National") is a nationally chartered U.S. Bank supervised by the Office of the Comptroller of the Currency and member of the Federal Reserve and the Federal Deposit Insurance Corporation (“FDIC”). Headquartered in New York, with branches and offices in Florida, Massachusetts, California, and representative offices in Brazil, Chile, Mexico, and Panama, Safra National Bank is a leading private bank with a devoted team of relationship managers serving many sophisticated U.S. and international high net worth clients.

Position Summary

We are currently looking for an Operations Analyst to support Securities Operations and focus on client relationships and end-to-end trade lifecycle including middle and back-office support across products such as Asset Backed, preferred, equity linked options.

Requirements

• Hands on experience with brokerage back-office functions such as Corporate Actions, Income Processing, Margin, Settlements (Foreign/Domestic)
• Cost Basis
• Mutual Funds
• Complex Equity Options
• Monitor and research client trading activity
• Customer valuations, pricing and data quality control
• Current in-depth knowledge and experience with the Broadridge BPS functionality

Qualifications

• Self-clearing Broker Dealer or Custodian experience
• Operational controls and oversight monitoring
• Risk management or audit experience
• Professionally reply to internal and external inquiries
• Good working knowledge of Microsoft Office Word / Enhanced Excel (V-Lookup, Macro)
• FINRA Series 99 registration or higher, preferred.

Workplace setting and schedule

• 5 days onsite, New York, NY
• Monday – Friday from 9:00am to 5:00pm

Safra National Bank is an Equal Employment Opportunity