About the Firm
A credit-focused, opportunistic, multi-strategy investment manager led by an experienced principal team with deep collective tenure.
Key Responsibilities
- Manage the firm's third-party trade settlements agent to facilitate timely trade settlements; assist with complex settlements, security restructures, exchanges, corporate actions, and investment elections
- Manage and maintain trade settlement platforms including Aladdin, CTM, Alert, MarketAxess, Octaura, and Bloomberg — ensuring accurate trade matching, allocation, and settlement across multiple asset classes
- Act as escalation contact for loan trade settlements; coordinate the trade settlement process for distressed products, loan participations, asset-backed securities, equities, trade claims, and derivatives
- Interact with portfolio managers, traders, attorneys, accountants, custodians, fund administrators, agent banks, trading counterparties, and brokers to facilitate transaction processing
- Research and resolve discrepancies related to trade economics including delayed compensation, cost of carry, fees, and net funding amounts
- Collaborate with legal counsel on negotiation and execution of trade documentation including Trade Confirmations, Purchase and Sale Agreements, Assignment Agreements, Netting Agreements, Participation Agreements, Funding Memos, and Administrative Details Forms
- Liaise with counterparties on KYC documentation including administrative details, tax documentation, and fund formation documents
- Maintain accurate security reference data and document management, including tracking amendments and corporate actions
- Support primary settlements through fund transfers, document verification, and loan agreement accuracy
- Review and approve monthly and quarterly investor reporting
- Support accounting team with reconciliations and discrepancy resolution
- Contribute to operational initiatives including process improvements and procedural enhancements
- Assist with monitoring investment compliance and operational controls
Qualifications
- Bachelor's degree in finance, business, or related field
- 5+ years of experience in a financial services role with exposure to loan operations and settlements
- Deep understanding of syndicated and private loans, trade claims, derivatives, and security reference data
- Familiarity with par and distressed loan documentation including Credit Agreements, Trade Confirmations, Assignment Agreements, and Purchase and Sale Agreements
- Detail-oriented with a commitment to accuracy and compliance
- Strong communication and team collaboration skills
- Excellent analytical, technical, and problem-solving skills