Director of Accounting (Broker Dealer)

Social Capital Resources
New York, NY

Top-Tier Broker-Dealer in NYC is seeking a Director of Accounting!


Role:


  • Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other regulatory reporting requirements.


Requirements:


  • Bachelor’s degree in accounting or finance.
  • FINRA Series 27 License
  • Public Accounting/Audit Background
  • CPA License
  • Knowledge of SEC rules and regulations, primarily SEA Rule 15c3-1 and SEA Rule 15c3-3.
  • Knowledge of U.S. GAAP.
  • Minimum of 6+ years accounting experience
  • Previous experience in accounting function at a broker dealer, clearing firm, or financial services industry a plus
  • Experience as a broker-dealer FINOP professional
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