This Compliance Examiner-Reviewer functions as an assistant to and is directly supervised by a Compliance Examiner Deputy Chief of the Non-depository division. This position is responsible for the review of examination reports, the review of applications for licensure, and the review of consumer complaints associated with all state-wide examination programs. Receives broad supervision from the Compliance Examiner Chief; exercises indirect functional supervision over an Administrative Program Specialist A and an Administrative Coordinator 4 to manage the scheduling and processing of examinations and resolution of complaints. Limited functional supervision is also exercised over Compliance Examiners who conduct examinations of the entities regulated through these programs.
Seven years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus four years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor’s degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus four years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor’s degree in accounting, auditing, finance, business administration, management, economics, or statistics plus four years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics plus three years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) designation plus two years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance.
EXPERIENCE SUBSTITUTION:
Every 30 semester hours earned from an accredited college or university will be credited as one year of experience towards the six years of full-time work experience in any field. The maximum substitution allowed is 120 semester hours which substitutes for a maximum of four years of experience in any field.
The official job specifications for this role, as defined by the State Civil Service, can be found here.
Job Duties:
As a Compliance Examiner-Reviewer, you will play a vital role in evaluating processes, records, and activities to ensure adherence to applicable laws, regulations, and internal policies. In this role, you will:
Position-Specific Details:
Appointment Type: This job posting is for a probational appointment. Current permanent status state employees may be required to accept a probational appointment.Louisiana is a State As a Model Employer (SAME) that supports the recruitment, hiring, and retention of individuals with disabilities.
How To Apply:
For further information about this position please contact:
George Hagerty