The Compliance Director is responsible for developing, implementing, and maintaining effective compliance programs and procedures to ensure CRC Group LLC operations adhere to applicable laws, regulations, and internal policies. This role serves as a strategic advisor to business units, proactively identifying and mitigating compliance risks while fostering a culture of integrity and accountability.
Location: This position must sit in Charlotte, NC.
KEY RESPONSIBILITIES
Program Development & Oversight
- Design and maintain comprehensive compliance programs aligned with laws, regulations, and CRC Group operational standards.
- Establish internal controls that foster a strong compliance environment across business units.
Risk Management
- Proactively identify, assess, and mitigate compliance risks.
- Conduct periodic risk assessments to uncover gaps and potential exposures.
Advisory & Collaboration
- Serves as a compliance advisor to designated CRC business unit.
- Collaborate with leadership to resolve issues, recommend solutions, and guide effective implementation of any necessary changes.
Required Qualifications:
The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodation may be made to enable individuals with disabilities to perform the essential functions.
- Bachelor's degree or an equivalent combination of education and work experience
- 5-10 years of insurance industry experience, including compliance/risk management and leadership/managerial experience
- Broad-based knowledge and experience in applying insurance laws and regulations, designing, managing, and overseeing compliance programs and processes and handling regulatory matters
- Excellent communication and interpersonal skills
- Ethical judgement and integrity
- Attention to detail, accuracy, and the ability to manage multiple tasks and deadlines
- Strategic thinking and problem-solving skills
- Demonstrated proficiency in basic computer applications, such as Microsoft Office software products
