Associate Advisor

SUMMARY: This position works directly with clients and advisors assisting them with reviews, trading, and other areas such as Financial, Estate & Retirement Planning. As a member of an advisory team, each member works together servicing clients. This may also involve prospecting and attaining new clients. The role is an opportunity to learn and wear many hats while potentially becoming an Advisor down the line. Initially, the role will be focused on financial planning. This position may be located in either San Antonio or Houston, TX.

DUTIES AND RESPONSIBILITIES:

• Oversees client planning, implementation, and service details.
• Conducts internal investment reviews with Advisors.
• Responds to service issues.
• Maintains client and practice management data.
• Independently serves and grows existing investment clients.
• Performs other related duties as assigned by management.

SUPERVISORY RESPONSIBILITIES:

• This job has no supervisory responsibilities.

QUALIFICATIONS:

• Bachelor's Degree (BA) from four-year college or university, or one to three years of related experience and/or training, or equivalent combination of education and experience.
• Certificates, licenses, and registrations required: FINRA licenses Series 7 and 66, and enrolled in study courses for the Certified Financial Planning (CFP)
• Enrollment in CFA/CFP a plus
• Computer skills required: Spreadsheet Software (Excel); Order Processing Systems; Word Processing Software (Word); Electronic Mail Software (Outlook); Presentation software (PowerPoint); and CRM software.
• Experience with eMoney a plus.
• Ability to adapt.

BENEFITS

• Employee medical: With SEIA and employee contributions
• Employee dental, vision and life insurance: Fully paid by SEIA
• Dependent medical, dental and vision: Employee paid options
• Paid Time Off (PTO)
• Holiday Pay
• 401k with generous match and immediate full vesting
• Employee Assistance Program (EAP) and discounts
• Paid parking by SEIA
• Snacks and drink options daily, occasional meal catering
• Opportunity to work and grow with a collaborative and entrepreneurial team