Welcome to JPMorgan Chase. If you are looking to make a global impact in a fast-paced and dynamic environment- you've found the right role. You will be engaging with multiple internal and external partners to develop and execute on key initiatives, focus on operational risk excellence & control mitigation to manage continuous changes in the regulatory landscape.
You'll be primarily responsible for managing the non-financial risks within the Markets Business. The mission is achieved through the design, implementation, and evaluation of controls within the first line of defense for J.P. Morgan's Corporate and Investment Bank. The Business Control Manager (BCM) needs to understand the businesses including the associated risks, controls, architecture, and products in order to provide representation to internal and external parties including global regulators.
You will cover a variety of products across multiple equity trading desks including; Block, International, Electronic Connectivity, ATS, Program, ETF, Central Liquidity and Syndicate.
Job responsibilities
- Create a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols
- Own and ensure delivery of strategic control initiatives.
- Review and analyze program related data (e.g., KRI/KPI) to support business-related programs and strategies
- Provide leadership support for the end-to-end execution of the Risk & Control Self-Assessment, including control breaks and resolutions, to reduce financial loss, regulatory exposure, and reputational risk
- Engage with control colleagues across the firm, business, operations management, legal, compliance, risk, audit, regulators and technology control functions
- Facilitate the execution of various Supervisory controls, attestations and exception management
- Lead development, review and implementation of Policies and Procedures on Front Office Supervision
- Provide the business with guidance in relation to controls audits and testing as well as assisting in business regulatory exams
Required qualifications, capabilities, and skills
- Bachelor's degree or equivalent experience required
- Understanding of Equities products and markets including Derivative/Convertible Bond markets.
- Understanding of the end to end product life cycle for Equities
- 7+ years of financial service experience in controls, audit, quality assurance, risk management, or compliance preferred
- Proficient knowledge of control and risk management concepts with the ability to design, create, and evaluate a Risk & Control Self-Assessment in conjunction with business partners
- Good organizational skills - manages & prioritizes multiple tasks across different time horizons within deadlines
- A good understanding of controls and how to apply them to different processes and businesses
- Investigative mind-set, able to see issues at both a high-level and in detail, and understand applicability across the business
- Strong analytical, problem solving & process re-engineering skills
- Good judgment, maturity and poise to enable interaction/influencing of senior management.
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio)
Preferred qualifications, capabilities, and skills
- Knowledge of the Over-the-Counter (OTC) Derivative and Swaps Markets preferred
- Previous experience in Controls or Business Management would be beneficial
