Analyst Compliance

Under the direction of the Manager, this role supports the execution of compliance risk management activities across the organization. This position contributes to the implementation and maintenance of various compliance programs, assists in monitoring regulatory adherence, supports policy development, and participates in compliance-related reviews and assessments.

• Assists in reviewing and monitoring of consumer-facing products and services to ensure alignment with federal and state regulatory requirements.
• Participates in quality assurance reviews and data integrity testing to identify potential compliance gaps or operational risks. Assists in documenting findings and recommending corrective actions.
• Contributes to the development and maintenance of compliance policies, procedures, and training materials. Helps ensure that content reflects current regulatory expectations and supports employee understanding of compliance obligations.
• Reviews marketing materials, disclosures, brochures, and customer-facing documents to ensure clarity, accuracy, and compliance with applicable laws and internal standards.
• Assists with oversight of the vendor management program by helping to review third-party compliance documentation, risk assessments, and due diligence materials to ensure adherence to the bank’s standards.
• Stays informed of emerging regulatory developments and changes and assists in assessing their potential impact on bank operations, products, and services. Collaborates with compliance officers, legal counsel, risk management, and business units to support enterprise-wide compliance initiatives and promote a culture of compliance.
• Assists in preparing documentation and responses for internal audits, regulatory examinations, and compliance testing activities. Maintains accurate and organized records of compliance activities, including monitoring logs, training completion, and policy acknowledgments.
• Performs all other miscellaneous responsibilities and duties as assigned.